Enhancement of AML Governance Framework & KYC Remediation

A major Global wholesale and retail bank with global reach.

  • Worked with board members and senior management to review the firm’s processes and controls from an AML perspective
  • Development of the Financial Crime Escalation Committee
  • Successfully implementation of AML
  • Engineering of the structure of the new KYC department

The Client

A major Global wholesale and retail bank with global reach.

The Challenge

The firm identified deficiencies it is AML Governance Framework along with its KYC Operations

The Solution

The Outcome