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AML / KYC / COB / CLM
Technology & Data
CLM & KYC Operations
Client On-Boarding Operations
AML, KYC and GRC Training Courses
Cass Post-Graduate Certificate in AML & Financial Crime Prevention
Training Needs Assessment
Hire-Train-Deploy - Building Excellent KYC Teams
Case Study: Client Lifecycle Management and 'Know Your Customer'
The bank was running a number of global projects to satisfy KYC requirements. The programme of work supported a global user base in excess of 1,500 in 57 countries worldwide and covered the risk re-assessment of existing customers, new client take-on and customer lifecycle management.
Case Study: Global Client On-Boarding - Integration and Redesign in a Major Bank Merger
Two major European investment banks had their own set of systems, procedures and clients that needed integrating into a single bank whilst continuing to on-board new clients.
Case Study: KYC / CDD Integration
With two major global investment banks being integrated, one took over the majority of the business and clients of the other major bank. Each bank had their own systems to handle their reference data and KYC/CDD processes were different too. The bank taking over would expect all clients from the other bank with a valid KYC/CDD and periodic review as applicable before integrating them into their own but within specified timeframe.
Case Study: S166 Programme Management
A major global FTSE-100 financial services firm had one month to shape, scope and plan a 60-project programme of work in response to a Section 166 Skilled Persons Report. The firm then had to deliver all 60 projects over a nine month period with sub-deliveries due each month.
Case Study: Programme Management – MiFID
A major European investment bank required an end-to-end classification and communication programme and required resourcing. Lysis ran the design authority for the processes and software required to support the classification regime, oversaw the process documentation and software build, and managed the operational execution of the programme using on-shore resources in London and off-shore resources in India.
Case Study: AML Systems Selection and Implementation
A global wholesale bank needed support with requirements definition and Request for Proposal (RFP) creation, along with development of the methodology to be used for scoring the RFP responses.
Case Study: Client On-boarding Target Operating Model
Supporting the merger of two global investment banks, Lysis provided experienced regulatory compliance and operational change consultants to devise a suitable single solution to meet the business needs of the merged bank.
Case Study: Compliance Programme
A global wholesale bank needed design of the processes and systems required to support their compliance programme, and an integrated programme plan, integrated RAID Log, budget management and programme reporting.
Case Study: Transaction Monitoring
A European retail bank, with over 4000 employees globally, required rapid deployment of a team of transaction monitoring specialist and senior regulatory consultants to complete a review of c.800 personal and savings accounts and report to the bank’s senior management team, outlining any key areas of concern related to anti-money laundering.
Case Study: Enhancement of AML Governance Framework & KYC Remediation
Lysis worked with board members and senior management of a major global wholesale and retail bank to review the firm’s AML processes and controls, developing new policies and procedures covering Client On-boarding/Off-boarding and KYC, Trade Finance, Treasury Services, Politically Exposed Persons and sanctions.
Case Study: Preventing Financial Crime
Working with an international estate agency business (EAB), head quartered in London and operating across an extensive branch network both at home and abroad, Lysis fully mapped the firm's business operations from money laundering regulation to operational systems and controls.
Looking forward to it
Looks fab. What did we miss
conference today at
in Birmingham today. If you are here come and say hello https://t.co/JgxoO0LOuu
Danske money laundering scandal widens with DOJ inquiry
is here to stay and growing...
Sounds like you need a pencil case Nick
Why Regulators are still finding ‘gaps’ in Banks internal AML controls
publishes it Thematic Review on
Risks in the E-Money Sector
Danske Bank whistleblower to consider EU parliament invitation
Lysis is pleased to announce that we are sponsoring the
.com Conference Two North in Birmingham. Come along to see how we can help support your
Lysis Solutions (Germany)
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